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Principles in Refactoring


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The Two Hats

  • The metaphor about the Two Hats comes from Kent Beck. The Two Hats mean Adding Function and Refactoring (you need to divide your time between these two different activities).
  • The point is: you can only wear one hat at a time.
    • When adding functions, you’re only adding new functions and shouldn’t be thinking about refactoring.
    • When refactoring, you should only be restructuring the code only and should not be thinking about adding features. And don’t add any UT (unless you find something missing or a necessary interface change)

  • During your actual development, you may find yourself needing to switch hats frequently.
    • You start trying to add a new function, and then realise that it would be much easier if the code was structured differently. So, you switch hats and start refactoring.
    • Once the code structure becomes better, you switch hats again and add the new function.
  • All of this may happen often, or even happen in a brief period of time. But during that time, you should always be aware of which hat you are wearing.
    • If you’re not sure which hat you’re wearing, you may get confused and ride the fence.

The Rule of Three

Understanding the Rule of Three

The Rule of Three in refactoring is a concept that suggests waiting until you have three instances of similar patterns or code before you make the decision to refactor. The principle is applied to keep code clean and avoid over-designing (However, some obvious errors and defects should be refactored without a delay).

The Essence of the Rule

  1. First Time: You write the code for the first time, and it’s new and unique.
  2. Second Time: You encounter a similar pattern or requirement. You duplicate the code with slight modifications, recognizing the similarity.
  3. Third Time: When the same pattern emerges again, it’s time to refactor. Now you have enough examples to understand the general pattern, making your refactoring more informed and effective.

Example the Rule of Three in Practice

Consider a scenario where you’re developing a web application, and you write a function to validate user input on a form. Later, you write a similar function for a different form. According to the Rule of Three, you would wait until you need a similar function for a third form before you refactor these functions into a single, more generic one.

When I worked at Huawei, our team had a project for verifying use cases:

  • At first, there was only one use case to verify, and the functionality was simple, so no design was made.
  • Then the number of use cases increased to two, and my colleague simply added an if-else branch to handle it. This is still acceptable.
  • But then the number of use cases increased to twelve, colleagues still simply add else branch to handle. At this time, the code became really ugly.

Then, we couldn’t tolerate such code any more. So, I used Strategy Pattern with Static Factory Pattern to refactor it.

  • Actually, according to The Rule of Three, it should be refactored on the third time of adding use cases. It would have saved much trouble if that had been done.

Other Principles of Refactoring

  • Defining Clear Goals
    • Refactoring should have specific objectives, like improving readability, reducing complexity, or preparing the code for new features.
  • Ensuring Behavior Preservation
    • A cardinal rule in refactoring is to preserve the existing behaviour. The output before and after refactoring should remain the same.
  • Taking Small Steps
    • Refactoring is best done in small, incremental steps rather than large, sweeping changes. This minimises the risk of introducing errors.
  • Enhancing Performance Indirectly
    • While refactoring isn’t primarily about improving performance, it often leads to more optimised code by clarifying the underlying structure.
  • Not a Substitute for Design
    • Refactoring is not about fundamentally redesigning the system. It’s about making improvements within the existing design framework. We also still need to do pre-design.



Reference:

  • Fowler, M. and Beck, K. (1999) Refactoring : improving the design of existing code. Reading, MA: Addison-Wesley (The Addison-Wesley object technology series).
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